Distribution Compliance Supervisor

*** Purpose of this role:
- Mainly take charge of dealing with misconducts of insurance distribution channels, including alternative agents and related staff.
- Support corporate compliance function in handling tasks where assigned by manager in financial crime and anti-fraud matters.
*** Main Responsibility
1. Investigate violations of sales force, including alternative agents, staff and propose adequate punishments to the violating agents/ staffs in accordance with Company’s rules, regulations of IAV, and the applicable insurance laws;
2. Self make comprehensive and efficient plans on examining and investigating alternative agents/ staff misconducts happened;
3. Recognize potential violations by sales force/ staff and propose solutions to mitigate harm may occur;
4. Develop, review internal rules on sales force activities misconduct handling;
5. Conduct training sharing/audit/on-site, off-site inspection to sales force;
6. Undertake other responsibilities as assigned by the manager from time to time.