Tuyển dụng Compliance Specialist

JOB OVERVIEW

• To assist Head of Legal and Compliance to implement the operations of Compliance team in order to contribute to the Company to achieve effectiveness and targets in context with the current legislation.

KEY RESPONSIBILITIES

• Train, diffuse, instruct and perform as the contact point for responding to the compliance relating issues in the activities of the CFD.
• Participate in establishing the CFD’s internal policies and procedures to make sure that they conform to the laws.
• Advising all Departments in determining the violations, recommending solutions, sanctions and discipline in accordance with the laws.
• Complete the compliance report to Head of Legal and Compliance.
• Liaise with government agencies and organizations for CFD compliance in consumer finance activities and anti-money laundering issues.
• Coordinate with other departments/ sections for the purpose of reporting to government agencies by order of the General Manager.
• Receive, archieve and send official letters exchanged between the PMC, General Manager and the regulators.