Compliance Support

• Advising business unit and support units/functions on any compliance related issues including internal bank policies, guidelines and procedures, applicable laws and regulations of Singapore and Domicile Country;
• Maintain and update all policies, guidelines and procedures relating to Compliance including but not limited to legislative Compliance, Anti-Money Laundering and Suppression of Terrorism, Personal Information Protection, Disclosure to Customers and Handling of Customer Complaints;
• Develop and conduct annual update of the Regulatory Risk Assessment Registers {"RRAR") which document the regulatory obligations (Domicile Country) relevant to the subsidiary, the corresponding internal controls and procedures and the compliance risk ratings.
• Conduct Compliance Reviews on the compliance with regulatory requirements and related internal policies and guidelines.
• Coordinate the bank's responses to requests for information and consultation papers from the regulators.
• Reporting of regulatory issues and breaches of the subsidiary to Group Compliance ("GC") and Domicile Country regulator, if required.
• Facilitating and/or providing training to the Branch staff on regulatory issues/requirements.
• Other compliance tasks as assigned by Head Compliance where required.