(Senior) Internal Control and Compliance Officer

• Performs internal audits and ongoing reviews of HSC’s controls
• Conducts, oversees and implement the regular internal auditing and compliance programs of the company (HSC);
• Reviews and appraises the soundness, effectiveness, and the proper application of accounting/financial controls;
• Ensures that the company’s established policies and procedures are being complied with and that required controls measure are in place;
• Assesses the adequacy and extent of internal audit and control programs designed to safeguard company’s assets;
• Compiles and reports relevant business-related issues and provides recommendations for improvements to the Manager, RMD and copied MD, RMD for their subsequent evaluation and implementation;
• Evaluates risks control measures of HSC’s various Departments and report any non-compliant activities;
• Assists RM Manager for employees’ training and updates company’s policies & procedures, as per business requirement;
• Serves as liaison and back up for Manager, RMD (in her absence) for all external audit and regulatory agencies’ dealings;
• Oversees the accuracy and timely submission of all regulatory reporting requirements;
• Enhancing internal control duties between derivative securities and information technology as well as covered warrent in the future;
• Monitors the Company’s Delegation of Authority Level and ensures that it strictly followed and regularly updated (if need arises).

Other Responsibilities

• Performed other risks, internal control, and compliance-related tasks, as per Manager or MD’s reasonable requests as deemed necessary.