Ngành nghề
Nơi làm việc
Tran Uyen Phuong
Thông tin nghề nghiệp
12
Trên đại học
Độc thân
Trưởng phòng/ Quản lý cấp trung
Tp Hồ Chí Minh, (có thể thay đổi nơi làm việc)
2.500 USD
Pháp chế doanh nghiệp
❘ Chuyên viên pháp lý
❘ Tư vấn pháp lý
❘ Dịch vụ pháp lý
❘ Ngân hàng - Tài Chính
❘ Quản trị điều hành
Luật Kinh doanh
Kinh nghiệm làm việc
Từ 2018 đến 2019: Trưởng phòng/ Quản lý cấp trung tại VNG CORPORATION
Position Title : Compliance Manager cum Anti-money laundering (AML) management
Job Description :
- Support for review and check compliance management under the law and internal regulations of company.
- In charge of anti-money laundering (AML) management and risk-based classification for services, products of company.
- Assist the management in improving policies and procedures to ensure that company’s activities comply with laws, rules, regulations, and internal controls.
- AML training for employees of company every year.
- Handle of inspection for company from The State Bank of Vietnam.
- Establish and review compliance documentation including compliance regulations, AML regulations, KYC (Know your customer).
- Prepare, support for Legal department to complete new procedures and seeking new licenses from The State Bank of Vietnam.
- Advise compliance matters on new products, services, payment services of company.
Job Description :
- Support for review and check compliance management under the law and internal regulations of company.
- In charge of anti-money laundering (AML) management and risk-based classification for services, products of company.
- Assist the management in improving policies and procedures to ensure that company’s activities comply with laws, rules, regulations, and internal controls.
- AML training for employees of company every year.
- Handle of inspection for company from The State Bank of Vietnam.
- Establish and review compliance documentation including compliance regulations, AML regulations, KYC (Know your customer).
- Prepare, support for Legal department to complete new procedures and seeking new licenses from The State Bank of Vietnam.
- Advise compliance matters on new products, services, payment services of company.
Từ 2011 đến 2018: Trưởng phòng/ Quản lý cấp trung tại CHINA CONSTRUCTION BANK CORPORAITON
Phụ trách mảng pháp chế và tuân thủ, phòng chống rửa tiền của ngân hàng
Kỹ năng
CHINA CONSTRUCTION BANK CORPORATION-HO CHI MINH CITY BRANCH
Position Title: Legal and Compliance Manager cum Anti-money laundering (AML) management
Job Description :
- Review internal policies and procedures.
- Prepare, complete the procedures to seek new licenses and certificates from The State Bank of Vietnam and Department of Planning and Investment.
- Establish and review compliance documentation including compliance regulations, AML regulations.
- Update the Bank on changes in local banking laws and regulations and internal; Compliance regulations and implement procedures to ensure the proper regulatory adherence.
- Ensure operational activities of the Bank are complied with Bank’s regulations and internal regulation in best practices.
- Do other related reports to Head Office and Management.
- Assist the board of management in improving policies and procedures to ensure that banking activities are complied with laws, rules, regulations, and internal controls.
- Perform regular anti-money laundering surveillance and reporting procedures.
- Conduct compliance and AML training.
- Responsible for coordinating all compliance related activities.
- Other Compliance related tasks as assigned by the Board of Management.
- Advise on new products, projects, services, legal and compliance matters.
- Liaise with the head office and regulatory authorities and deal with ad-hoc compliance inquiries.
- Ensure that all compliance reports required by the head office and regulatory authorities are timely.
- Handle of inspection from The State Bank of Vietnam.
- Translate and check the compliance documents, KYC procedure.
- Communicating with Head Office and local authorities where necessary.
- Controlling the in/out legal documents.
- Approve operation transactions in AML system.
Position Title: Legal and Compliance Manager cum Anti-money laundering (AML) management
Job Description :
- Review internal policies and procedures.
- Prepare, complete the procedures to seek new licenses and certificates from The State Bank of Vietnam and Department of Planning and Investment.
- Establish and review compliance documentation including compliance regulations, AML regulations.
- Update the Bank on changes in local banking laws and regulations and internal; Compliance regulations and implement procedures to ensure the proper regulatory adherence.
- Ensure operational activities of the Bank are complied with Bank’s regulations and internal regulation in best practices.
- Do other related reports to Head Office and Management.
- Assist the board of management in improving policies and procedures to ensure that banking activities are complied with laws, rules, regulations, and internal controls.
- Perform regular anti-money laundering surveillance and reporting procedures.
- Conduct compliance and AML training.
- Responsible for coordinating all compliance related activities.
- Other Compliance related tasks as assigned by the Board of Management.
- Advise on new products, projects, services, legal and compliance matters.
- Liaise with the head office and regulatory authorities and deal with ad-hoc compliance inquiries.
- Ensure that all compliance reports required by the head office and regulatory authorities are timely.
- Handle of inspection from The State Bank of Vietnam.
- Translate and check the compliance documents, KYC procedure.
- Communicating with Head Office and local authorities where necessary.
- Controlling the in/out legal documents.
- Approve operation transactions in AML system.
Ngoại ngữ
- Tiếng Anh (Trung cấp)
Học vấn bằng cấp
- Bachelor of Law từ 2014 - 2017 tại Trường Đại học Kinh tế TP.HCM (ngành học: Luật Kinh doanh)
- Certificate of Lawyer Training từ 2018 - 2019 tại Học viện tư pháp (ngành học: Khác)
Mục tiêu nghề nghiệp
- Hope to work in good environment together with good salary and promotion
